Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2021)
    • CF1 Director (13 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (11 Jan 2008 to 8 Dec 2019)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF1 Director (AR) (30 Oct 2019 to 6 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.