Date authorised
1 April 2013
Companies House
02989338
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Park House
    116 Park Street
    London
    Westminster
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818
  • Complaints Contact

    Park House
    116 Park Street
    London
    W1K 6AF
    UNITED KINGDOM
    Phone
    +4402030091818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Olga Bate

    IRN OXB00165

    • [FCA CF] Material risk taker (25 Jul 2024 to 31 Mar 2026)
  • Oliver Edward Haslam

    IRN OEH01001

    • CF21 Investment Adviser (1 Apr 2005 to 9 May 2005)
  • Olivia Louise Bishton

    IRN OLB01006

    • [FCA CF] Material risk taker (since 15 Jun 2020)
  • Paul Best

    IRN PXB01938

    • [FCA CF] Client dealing (since 31 Mar 2026)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (2 Aug 2017 to 8 Dec 2019)
  • Paul Elliott Singer

    IRN PXE01133

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Feb 2010 to 8 Dec 2019)
  • Paul Michael Reid

    IRN PMR01040

    • CF30 Customer (1 Nov 2007 to 30 Jun 2016)
    • CF27 Investment Management (5 Nov 2004 to 31 Oct 2007)
  • Pawel Serej

    IRN SXP02140

    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Jul 2025)
    • CF30 Customer (19 Apr 2016 to 8 Dec 2019)
  • Peter Papanichola

    IRN PXP01243

    • CF27 Investment Management (5 Nov 2004 to 10 Dec 2004)
  • Philip John Turner

    IRN PJT01077

    • CF30 Customer (1 Nov 2007 to 23 Mar 2009)
    • CF27 Investment Management (14 Feb 2005 to 31 Oct 2007)
  • Praveen Pillai

    IRN PXP00128

    • [FCA CF] Material risk taker (4 May 2020 to 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

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