Elliott Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Park House116 Park StreetLondonWestminsterW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
-
Complaints Contact
Park House116 Park StreetLondonW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Pui Kwan Clement Cheung
IRN PKC01032
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Oct 2024)
- CF30 Customer (14 Mar 2016 to 8 Dec 2019)
-
Qianli Tian
IRN QXT00007
- CF30 Customer (29 Jun 2018 to 8 Dec 2019)
-
Raphael Nathan Michonneau
IRN RNM01041
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (6 Jul 2018 to 8 Dec 2019)
-
Rasmus Wicklund
IRN RXW00579
- [FCA CF] Material risk taker (16 Jul 2024 to 31 Mar 2026)
-
Raymond Hedberg
IRN RXH00308
- [FCA CF] Material risk taker (16 Mar 2020 to 31 Mar 2026)
-
Richard James Monahan
IRN RJM01493
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (4 Jul 2017 to 8 Dec 2019)
-
Richard Ritholz
IRN RXR01579
- CF29 Significant management (12 Jul 2013 to 7 Aug 2018)
-
Riku Tabata
IRN RXT00391
- [FCA CF] Material risk taker (18 Apr 2024 to 31 Mar 2026)
-
Robert Meyrick John Chapman
IRN RMC01071
- CF30 Customer (20 Apr 2010 to 8 Dec 2019)
-
Runqi Yang
IRN RXY46053
- [FCA CF] Material risk taker (11 Jul 2024 to 31 Mar 2026)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.