Elliott Advisors (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Park House116 Park StreetLondonWestminsterW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
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Complaints Contact
Park House116 Park StreetLondonW1K 6AFUNITED KINGDOM- Phone
- +4402030091818
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Samuel Patrick Cohen
IRN SXC00956
- [FCA CF] Material risk taker (17 Oct 2025 to 31 Mar 2026)
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Sarah Jane Rajani
IRN SXM01498
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Nov 2022)
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Sebastian Klein
IRN SXK00730
- [FCA CF] Material risk taker (8 May 2024 to 31 Mar 2026)
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Sebastian Thomas Gunther Siebers
IRN SXS03332
- [FCA CF] Material risk taker (since 24 Jan 2025)
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Sebastien Le Proux De La Riviere
IRN SXL01599
- [FCA CF] Material risk taker (9 Dec 2019 to 15 Jun 2023)
- CF30 Customer (18 Mar 2008 to 8 Dec 2019)
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Sergey Yurievich Pichugov
IRN SXP20272
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Jan 2026)
- CF30 Customer (16 Sep 2019 to 8 Dec 2019)
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Shanshan Tian
IRN SXT01413
- CF30 Customer (20 Apr 2010 to 8 Jul 2013)
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Sheldon Lee Sussman
IRN SLS01094
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jul 2021)
- CF30 Customer (27 Jun 2017 to 8 Dec 2019)
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Sherlock Panesar
IRN SXP00323
- [FCA CF] Material risk taker (10 Sep 2025 to 31 Mar 2026)
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Shrey Shetye
IRN SXS05212
- [FCA CF] Material risk taker (26 Feb 2024 to 28 Aug 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.