Elliott Advisors (UK) Limited

• Principal Place of Business

  Park House

  116 Park Street

  London

  Westminster

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

  Web

  https://www.elliottmgmt.com

• Complaints Contact

  Park House

  116 Park Street

  London

  W1K 6AF

  UNITED KINGDOM

  Phone

  +4402030091818

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Alexander Gregory

  IRN SAG01089

  • CF11 Money Laundering Reporting (1 Sep 2011 to 10 Mar 2017)
  • CF10 Compliance Oversight (1 Sep 2011 to 10 Mar 2017)
• Simon Peter Diedrichs

  IRN SPD01136

  • [FCA CF] Material risk taker (13 Jul 2020 to 1 Aug 2023)
• Soham Kumar Sengupta

  IRN SXS07777

  • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
• Stefano Cocirio

  IRN SXC02049

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (9 Mar 2016 to 8 Dec 2019)
• Steven Howard Kasoff

  IRN SHK01024

  • CF29 Significant management (12 Jul 2013 to 16 Apr 2018)
• Stijn Hendrik van de Grampel

  IRN SXV00245

  • [FCA CF] Material risk taker (since 2 Jul 2025)
• Thomas Hugh Houlbrook

  IRN THH01019

  • [FCA CF] Client dealing (since 31 Mar 2026)
  • SMF3 Executive Director (since 19 May 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (8 Jun 2006 to 31 Oct 2007)
• Thomas Robinson

  IRN TMR01047

  • [FCA CF] Material risk taker (since 24 May 2024)
• Timothy Brandon Lonsdale

  IRN TBL01006

  • [FCA CF] Material risk taker (17 Mar 2022 to 30 Nov 2022)
• Timothy John Denari Jr.

  IRN TJD01125

  • [FCA CF] Client dealing (since 31 Mar 2026)
  • [FCA CF] Material risk taker (since 11 Oct 2023)

No changes recorded yet.