Elite-Wealth Management UK Ltd

• Principal Place of Business

  Trevear House

  Old County Court

  Alverton Terrace

  Penzance

  Cornwall

  TR18 4GH

  UNITED KINGDOM

  Phone

  +4401736360740

  Web

  https://wwww.elite-wealthmanagement.co.uk

• Complaints Contact

  Trevear House

  Old County Court

  Alverton Terrace

  Penzance

  Cornwall

  TR18 4GH

  UNITED KINGDOM

  Phone

  +4401736360740

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Powell

  IRN AJP01234

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 12 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 12 Aug 2020)
  • Responsibility for MCD Intermediation (since 2 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Manager of certification employee (12 Aug 2020 to 11 Feb 2022)
  • CF11 Money Laundering Reporting (12 Mar 2009 to 8 Dec 2019)
  • CF1 Director (12 Mar 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Mar 2009 to 8 Dec 2019)
  • CF30 Customer (12 Mar 2009 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (12 Mar 2009 to 31 Mar 2009)
  • Responsible for Insurance Mediation (12 Mar 2009 to 30 Sep 2018)
• David William Cupples

  IRN DWC01073

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 6 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
• Guy Charles Pearson

  IRN GCP00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
  • CF30 Customer (12 Feb 2015 to 11 Feb 2022)
• Michael Barnes

  IRN MXB00097

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
  • [FCA CF] Client dealing (since 6 Nov 2020)
  • CF30 Customer (19 Nov 2009 to 8 Dec 2019)
• Paul John Herd

  IRN PJH01271

  • CF30 Customer (12 Mar 2009 to 11 Oct 2019)
• Suzanne Eileen Stevens

  IRN SES00020

  • CF30 Customer (17 Nov 2009 to 10 Dec 2009)
• TRACY WOOD

  IRN TXW14523

  • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 30 Nov 2022)
  • [FCA CF] Client dealing (9 Mar 2021 to 30 Nov 2022)

• Guy Pearson (no longer appointed)

  FRN 659575 · Appointed 11 Dec 2014 · Until 18 Feb 2022

• Neil Thomas Bullen (no longer appointed)

  FRN 616547 · Appointed 3 Mar 2014 · Until 9 Oct 2014

• The Money Range Limited (no longer appointed)

  FRN 564733 · Appointed 30 Oct 2012 · Until 25 Mar 2014

No changes recorded yet.