TRACY WOOD

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elite-Wealth Management UK Ltd (no longer approved here)

    FRN 496442

    • [FCA CF] Client dealing (9 Mar 2021 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 30 Nov 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2021)
    • CF30 Customer (8 May 2019 to 4 Apr 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (370)Employed By (8 May 2019 to 4 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.