David William Cupples

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elite-Wealth Management UK Ltd

    FRN 496442

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
    • [FCA CF] Client dealing (since 6 Nov 2020)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (412)Employed By (5 Apr 2018 to 6 Jan 2021)
  • TWA Finance Limited (no longer approved here)

    FRN 755259

    • Employed By (17 Oct 2016 to 8 Nov 2018)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (14 Oct 2014 to 29 Jul 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (12 Oct 2012 to 26 Nov 2014)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (53)Employed By (12 Oct 2012 to 26 Nov 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Mar 2012 to 7 Jun 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (5 Mar 2008 to 12 Sep 2011)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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