Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
    • [FCA CF] Client dealing (since 6 Nov 2020)
    • CF30 Customer (19 Nov 2009 to 8 Dec 2019)
  • B.C.A. Mortgage Keys (no longer approved here)

    FRN 214748

    • Employed By (8 Jan 2004 to 2 Sep 2004)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2002)
  • Cameron Rowe Independent (no longer approved here)

    FRN 171947

    • Employed By (25 Apr 2000 to 27 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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