Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Elite-Wealth Management UK Ltd
FRN 496442
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
- [FCA CF] Client dealing (since 6 Nov 2020)
- CF30 Customer (19 Nov 2009 to 8 Dec 2019)
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- Employed By (8 Jan 2004 to 2 Sep 2004)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2002)
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- Employed By (25 Apr 2000 to 27 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.