Elevate Portfolio Services Limited

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FRN: 144849
Date authorised: 1 April 2013
Companies House: 01128611
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Broadway Park

South Gyle Broadway

Edinburgh

Midlothian

EH12 9JQ

UNITED KINGDOM

Phone

+441313727298

Web

https://www.aberdeenadviser.com
Complaints Contact

Elevate

PO Box 6877

Basingstoke

RG24 4RT

UNITED KINGDOM

Phone

+443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Trades With You Directly

For Retail (Investment), Personal pension scheme
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alistair George Cruickshank
IRN AGC00039
- CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (11 Sep 2002 to 3 Mar 2003)
Alistair George Duncan
IRN AXD00011
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Alistair Henry Flynn
IRN AHF00007
- CF21 Investment Adviser (20 May 2003 to 2 Mar 2005)
- CF22 Investment Adviser (Trainee) (21 Nov 2002 to 20 May 2003)
- CF4 Partner (AR) (21 Nov 2002 to 31 Oct 2004)
Alistair Lawrie
IRN AXL00024
- CF1 Director (AR) (8 Dec 2003 to 31 Oct 2004)
- CF21 Investment Adviser (1 Aug 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (17 Dec 2002 to 1 Aug 2003)
Alistair Welham
IRN ARW01230
- CF29 Significant management (5 Sep 2014 to 31 Oct 2016)
Allan Edwards
IRN AXE00005
- CF1 Director (AR) (16 May 2005 to 26 Sep 2005)
- CF7 Sole Trader (AR) (1 Dec 2001 to 16 May 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Allan Moyes Westwater
IRN AMW00014
- CF22 Investment Adviser (Trainee) (9 May 2003 to 18 Feb 2004)
Allan Robert Pascoe
IRN ARP00009
- CF21 Investment Adviser (18 Mar 2002 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
- CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
Allen Young
IRN AXY01064
- CF21 Investment Adviser (30 Sep 2004 to 13 Jul 2005)
- CF22 Investment Adviser (Trainee) (20 May 2004 to 30 Sep 2004)
Allyson Williams
IRN AXR00161
- CF21 Investment Adviser (21 May 2004 to 17 Sep 2004)
- CF22 Investment Adviser (Trainee) (19 Jan 2004 to 21 May 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

A .G. Mortgage Services (no longer appointed)
FRN 409780 · Appointed 20 Oct 2004 · Until 31 Oct 2004
Plan & Prosper Financial Services (no longer appointed)
FRN 409183 · Appointed 11 Oct 2004 · Until 31 Oct 2004
Marshall McDowell Ltd (no longer appointed)
FRN 403142 · Appointed 28 Sep 2004 · Until 31 Oct 2004
Zenith Mortgages Ltd (no longer appointed)
FRN 401385 · Appointed 28 Sep 2004 · Until 31 Oct 2004
Tom Atkins (no longer appointed)
FRN 403724 · Appointed 8 Sep 2004 · Until 31 Oct 2004
Campbell Martin Ltd (no longer appointed)
FRN 402675 · Appointed 9 Aug 2004 · Until 3 Sep 2005
Face 2 Face Financial Solutions Ltd (no longer appointed)
FRN 402343 · Appointed 22 Jul 2004 · Until 31 Oct 2004
Assured Financial Solutions UK Ltd (no longer appointed)
FRN 401733 · Appointed 30 Jun 2004 · Until 25 Apr 2005
Compass Financial Planning Limited (no longer appointed)
FRN 401672 · Appointed 29 Jun 2004 · Until 31 Oct 2004
Malcolm James & Partners Estate Agents (no longer appointed)
FRN 201462 · Appointed 21 Jun 2004 · Until 31 Oct 2004

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.