Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 28 Feb 2017)
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Alistair Flynn
FRN 772463
- (1)Employed By (since 28 Feb 2017)
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- CF30 Customer (4 Feb 2009 to 22 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 14 Dec 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (20 May 2003 to 2 Mar 2005)
- CF4 Partner (AR) (21 Nov 2002 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (21 Nov 2002 to 20 May 2003)
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- CF21 Investment Adviser (20 May 2003 to 2 Mar 2005)
- CF4 Partner (AR) (21 Nov 2002 to 25 Nov 2005)
- CF22 Investment Adviser (Trainee) (21 Nov 2002 to 20 May 2003)
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- Employed By (21 Nov 2002 to 25 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alistair Flynn
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controlled function added: (1)Employed By at Alistair Flynn