Allyson Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (9 Sep 2020 to 14 Jun 2021)
    • [FCA CF] Client dealing (9 Sep 2020 to 14 Jun 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (2 Jul 2019 to 3 Sep 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Oct 2006 to 19 Feb 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (29 Nov 2005 to 31 Aug 2006)
    • CF22 Investment Adviser (Trainee) (25 Jul 2005 to 29 Nov 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (29 Nov 2005 to 31 Aug 2006)
    • CF22 Investment Adviser (Trainee) (25 Jul 2005 to 29 Nov 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (23 Mar 2005 to 23 Jun 2005)
    • CF22 Investment Adviser (Trainee) (19 Aug 2004 to 23 Mar 2005)
    • CF4 Partner (AR) (19 Aug 2004 to 23 Jun 2005)
  • Wise Financial Planning (no longer approved here)

    FRN 402380

    • Employed By (19 Aug 2004 to 23 Jun 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (21 May 2004 to 17 Sep 2004)
    • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 21 May 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (21 May 2004 to 17 Sep 2004)
    • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 21 May 2004)
  • Hall & Partners Wealth Management Ltd (no longer approved here)

    FRN 220588

    • Employed By (19 Jan 2004 to 17 Sep 2004)
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Recent activity

Updates to this individual's record on the FCA register.

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