Elevate Portfolio Services Limited

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FRN: 144849
Date authorised: 1 April 2013
Companies House: 01128611
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Broadway Park

South Gyle Broadway

Edinburgh

Midlothian

EH12 9JQ

UNITED KINGDOM

Phone

+441313727298

Web

https://www.aberdeenadviser.com
Complaints Contact

Elevate

PO Box 6877

Basingstoke

RG24 4RT

UNITED KINGDOM

Phone

+443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Trades With You Directly

For Retail (Investment), Personal pension scheme
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Martin Webster Hewetson
IRN MXH01558
- CF22 Investment Adviser (Trainee) (24 Aug 2004 to 22 Jun 2005)
Martyn Andrew Parker
IRN MAP00034
- CF21 Investment Adviser (1 Dec 2001 to 14 May 2004)
Martyn John Fisher
IRN MJF00026
- CF21 Investment Adviser (16 Jun 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (12 Feb 2004 to 16 Jun 2004)
Mary Margaret Davis
IRN MMW00001
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Matthew Adam Metcalf
IRN MAM00068
- CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (24 Feb 2003 to 12 Jan 2004)
Matthew Andrew Creed
IRN MAC00106
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2002)
Matthew Bryan James Jones
IRN MBJ01015
- CF22 Investment Adviser (Trainee) (7 Jul 2003 to 9 Jun 2004)
Matthew Charles Beard
IRN MCB00030
- CF4 Partner (AR) (1 Dec 2001 to 31 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Matthew David Kelly
IRN MDK00002
- CF21 Investment Adviser (8 Mar 2004 to 31 Oct 2004)
- CF1 Director (AR) (18 Aug 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 8 Mar 2004)
Matthew Derek Howard Eaton
IRN MXE00020
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

White Rose Consultancy (no longer appointed)
FRN 221371 · Appointed 13 Dec 2002 · Until 31 Oct 2004
Homesearch Direct (Financial Services) Ltd (no longer appointed)
FRN 221367 · Appointed 13 Dec 2002 · Until 21 Apr 2005
Quantum 3 Financial Services Ltd (no longer appointed)
FRN 221358 · Appointed 12 Dec 2002 · Until 31 Oct 2004
St Davids Financial Consultants (no longer appointed)
FRN 221337 · Appointed 12 Dec 2002 · Until 31 Oct 2004
Bluewater Asset Management Ltd (no longer appointed)
FRN 220952 · Appointed 27 Nov 2002 · Until 26 Jan 2005
Hudson (GB) Limited (no longer appointed)
FRN 220907 · Appointed 22 Nov 2002 · Until 31 Oct 2004
Ian Frazer Insurance Brokers Limited (no longer appointed)
FRN 220512 · Appointed 21 Nov 2002 · Until 31 Oct 2004
Rogers & Govier (no longer appointed)
FRN 220004 · Appointed 21 Nov 2002 · Until 1 Aug 2005
Partners Life (no longer appointed)
FRN 219931 · Appointed 21 Nov 2002 · Until 6 Jul 2004
Compass Financial Direction (no longer appointed)
FRN 219933 · Appointed 21 Nov 2002 · Until 31 Aug 2005

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.