Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Neale

  IRN SXD00100

  • CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2004)
  • CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
• Sarah Queen

  IRN SXQ00002

  • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
• Sasha Rose McKee

  IRN SRM01107

  • CF21 Investment Adviser (15 Oct 2003 to 28 Feb 2004)
  • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 15 Oct 2003)
• Scott Barry Christian Pepper

  IRN SBP00012

  • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 28 Mar 2003)
  • CF4 Partner (AR) (25 Mar 2003 to 30 Oct 2004)
• Scott James Pryde

  IRN SXP00802

  • [FCA CF] Significant management (6 Jul 2023 to 25 Jul 2024)
• Scott Liddell

  IRN SXL00095

  • [FCA CF] Significant management (9 Dec 2019 to 24 Sep 2021)
• Scott MacKay

  IRN SXM77557

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Aug 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Aug 2022)
• Seamus Joseph Sweeney

  IRN SJS00012

  • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
• Sean Gerrard Davison

  IRN SGD00012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Sean McKillop

  IRN SXM00018

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)

• Xchange Homes Limited (no longer appointed)

  FRN 223893 · Appointed 27 Mar 2003 · Until 31 Oct 2004

• McDougall Financial Services Ltd (no longer appointed)

  FRN 223756 · Appointed 24 Mar 2003 · Until 31 Oct 2004

• Burnden Pepper Ltd (no longer appointed)

  FRN 201040 · Appointed 24 Mar 2003 · Until 31 Oct 2004

• Mortgage and Loan UK (no longer appointed)

  FRN 223768 · Appointed 21 Mar 2003 · Until 31 Oct 2004

• Mortgage & Loan U.K. (no longer appointed)

  FRN 413293 · Appointed 21 Mar 2003 · Until 31 Oct 2004

• Blue Ocean Property Consultants Ltd (no longer appointed)

  FRN 223740 · Appointed 20 Mar 2003 · Until 31 Oct 2004

• Angus Financial & Mortgage Services (no longer appointed)

  FRN 223746 · Appointed 20 Mar 2003 · Until 31 Oct 2004

• Source Mortgage & Financial (no longer appointed)

  FRN 223650 · Appointed 14 Mar 2003 · Until 25 Nov 2003

• Pilgrim Financial Services (no longer appointed)

  FRN 223120 · Appointed 26 Feb 2003 · Until 31 Oct 2004

• Enterprise Financial Planning Ltd (no longer appointed)

  FRN 223126 · Appointed 26 Feb 2003 · Until 31 Oct 2004

No changes recorded yet.