Sarah Neale

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (29 Jul 2013 to 20 Jun 2014)
- CF30 Customer (17 Sep 2012 to 20 Jun 2014)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2004)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF1 Director (AR) (1 Dec 2001 to 14 Apr 2007)
- CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2004)
Morgan Stone Associates Limited (no longer approved here)
FRN 187805
- Employed By (1 Oct 1998 to 14 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.