Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2023)
    • CF29 Significant management (2 Mar 2011 to 29 May 2015)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.