Elevate Portfolio Services Limited

Date authorised
1 April 2013
Companies House
01128611
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Broadway Park
    South Gyle Broadway
    Edinburgh
    Midlothian
    EH12 9JQ
    UNITED KINGDOM
    Phone
    +441313727298
    Web
    https://www.aberdeenadviser.com

  • Complaints Contact

    Elevate
    PO Box 6877
    Basingstoke
    RG24 4RT
    UNITED KINGDOM
    Phone
    +443456002399

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Trades With You Directly

    For Retail (Investment), Personal pension scheme

    Show 3 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Slack

    IRN PXS00123

    • (2030)CF1 Director (AR) (27 Dec 2002 to 1 Aug 2005)
    • (2028)CF22 Investment Adviser (Trainee) (27 Dec 2002 to 1 Aug 2005)
    • (2029)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)
  • Peter Stevenson

    IRN PXS00090

    • (32)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Peter Thomas Large

    IRN PTL00004

    • (1065)CF21 Investment Adviser (18 Mar 2002 to 3 May 2002)
    • (1064)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
  • Peter Thomas Strain

    IRN PXS00210

    • (33)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Peter Warwick Cottrell

    IRN PWC00016

    • (1650)CF21 Investment Adviser (13 Sep 2004 to 31 Dec 2004)
    • (1649)CF22 Investment Adviser (Trainee) (10 May 2004 to 13 Sep 2004)
  • Peter William Latimer Irving

    IRN PWI00002

    • (1617)CF22 Investment Adviser (Trainee) (4 Mar 2004 to 1 Nov 2004)
  • Philip Andrew Barton

    IRN PAB00132

    • (2178)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Nov 2002)
  • Philip Anthony David Holmes

    IRN PAH00035

    • (1639)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Philip Ashwell

    IRN PXA00020

    • (893)CF1 Director (AR) (11 Jun 2003 to 26 Nov 2004)
  • Philip Baden Turner

    IRN PBT01012

    • (1133)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 12 Aug 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (58)SMF16 Compliance Oversight

  2. controlled function added: (57)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (56)SMF18 Other Overall Responsibility

  4. controlled function added: (55)SMF2 Chief Finance

  5. controlled function added: (54)SMF3 Executive Director

  6. controlled function added: (53)SMF7 Group Entity Senior Manager

  7. controlled function added: (52)SMF7 Group Entity Senior Manager

  8. controlled function added: (51)SMF18 Other Overall Responsibility

  9. controlled function added: (50)SMF9 Chair of the Governing Body

  10. controlled function added: (49)SMF12 Chair of the Remuneration Committee

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