Peter Slack

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Apr 2019)
    • CF30 Customer (since 19 Apr 2019)
  • Capital Property & Finance Ltd

    FRN 751099

    • Employed By (since 19 Apr 2019)
    • Employed By (6 Jul 2016 to 18 Apr 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (6 Jul 2016 to 18 Apr 2019)
    • CF30 Customer (15 Nov 2011 to 18 Apr 2019)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (29 Mar 2010 to 8 Sep 2011)
  • Alexander Calder Financial Ltd (no longer approved here)

    FRN 407890

    • (28)Employed By (22 Jun 2005 to 30 Dec 2009)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (27 Dec 2002 to 1 Aug 2005)
    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 1 Aug 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 1 Aug 2005)
    • CF1 Director (AR) (27 Dec 2002 to 1 Aug 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)
  • North Star Financial Solutions Ltd (no longer approved here)

    FRN 221399

    • Employed By (27 Dec 2002 to 1 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (28)Employed By at Alexander Calder Financial Ltd