Peter Warwick Cottrell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2013 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 21 Jun 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 23 Feb 2006)
    • CF21 Investment Adviser (13 Sep 2004 to 31 Dec 2004)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (13 Sep 2004 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (10 May 2004 to 13 Sep 2004)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (10 May 2004 to 31 Dec 2004)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.