Date authorised
2 June 2016
Companies House
OC397377
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Curzon Street
    London
    W1J 5HN
    UNITED KINGDOM
    Phone
    +4402038784900
  • Complaints Contact

    14 Curzon Street
    London
    W1J 5HN
    UNITED KINGDOM
    Phone
    +4402038784900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Bradley

    IRN JCB01144

    • CF30 Customer (2 Jun 2016 to 1 Nov 2017)
    • CF4 Partner (2 Jun 2016 to 30 Nov 2017)
  • Joseph McPhillips

    IRN JXM01677

    • [FCA CF] Client dealing (7 Nov 2023 to 28 Oct 2025)
  • Jun Luo

    IRN JXL01751

    • CF4 Partner (15 Jun 2017 to 20 Feb 2018)
    • CF30 Customer (15 Jun 2017 to 12 Feb 2018)
  • Leevan Trindade

    IRN LXT00298

    • [FCA CF] Client dealing (28 May 2024 to 28 Oct 2025)
  • Loic Balland

    IRN LXB00656

    • [FCA CF] Client dealing (30 Apr 2025 to 28 Oct 2025)
  • Mark Dragten

    IRN MPD01097

    • CF30 Customer (27 Aug 2018 to 11 Jun 2019)
    • CF4 Partner (27 Aug 2018 to 3 Jul 2019)
  • Matthew Robert Isherwood

    IRN MRI01011

    • CF30 Customer (22 Jan 2018 to 30 Sep 2019)
    • CF4 Partner (22 Jan 2018 to 30 Sep 2019)
  • Michel Wahib Kikano

    IRN MWK01015

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2025)
    • CF4 Partner (19 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • Mohammed Fawaz

    IRN MXF01461

    • CF30 Customer (29 Nov 2017 to 11 Jun 2019)
    • CF4 Partner (29 Nov 2017 to 3 Jul 2019)
  • Nicholas James Sollom

    IRN NJS01074

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2023)
    • CF30 Customer (29 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.