Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Material risk taker (since 1 Jan 2026)
- [FCA CF] Client dealing (since 1 Jan 2026)
-
- [FCA CF] Client dealing (22 Nov 2021 to 31 Dec 2025)
- [FCA CF] Material risk taker (22 Nov 2021 to 31 Dec 2025)
- [FCA CF] Manager of certification employee (22 Nov 2021 to 31 Dec 2025)
-
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
-
- CF4 Partner (2 Jun 2016 to 30 Nov 2017)
- CF30 Customer (2 Jun 2016 to 1 Nov 2017)
-
- CF30 Customer (24 Apr 2015 to 2 Jun 2016)
-
- CF30 Customer (6 May 2009 to 30 Jan 2014)
- CF26 Customer Trading (22 Sep 2004 to 8 Aug 2005)
-
- CF30 Customer (1 Nov 2007 to 16 Apr 2015)
- CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 23 Sep 2009)
- CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.