Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Sep 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2025)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (19 Feb 2018 to 8 Dec 2019)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF4 Partner (5 Feb 2014 to 30 Apr 2016)
    • CF30 Customer (19 May 2010 to 14 Sep 2017)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (14 Aug 2002 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.