Ekins Guinness LLP

Date authorised
1 September 2016
Companies House
OC396613
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chapmansford Farm House
    Hurstbourne Priors
    Whitchurch
    Hampshire
    RG28 7RR
    UNITED KINGDOM
    Phone
    +441264738989
    Web
    https://www.ekinsguinness.com

  • Complaints Contact

    Chapmansford Farm House
    Hurstbourne Priors
    Whitchurch
    Hampshire
    RG28 7RR
    UNITED KINGDOM
    Phone
    +441264738989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Guinness Capital Management Limited

    IRN XXG01163

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Jun 2017 to 8 Dec 2019)
  • Anthony Sutherland Eaton

    IRN ASE01009

    • CF30 Customer (since 17 Apr 2026)
  • Charles James Coryton Ekins

    IRN CJE01054

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • George Henry Foster

    IRN GHF01021

    • CF3 Chief Executive (AR) (since 17 Apr 2026)
    • CF30 Customer (since 17 Apr 2026)
  • James Maurice Sydney Ekins

    IRN JME01039

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • Jasper Brian Dacre Falk

    IRN JBF01015

    • SMF27 Partner (since 23 Dec 2019)
    • CF30 Customer (8 Dec 2017 to 8 Dec 2019)
  • Nicholas Philip Evans

    IRN NPE01004

    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Richard Gerald Thompson

    IRN RXT00383

    • SMF27 Partner (since 15 Apr 2024)
  • Timothy Whitmore Newton Guinness

    IRN TWG01005

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2017 to 8 Dec 2019)
    • CF4 Partner (20 Jun 2017 to 8 Dec 2019)
  • William John Maltby

    IRN WJM01036

    • SMF27 Partner (9 Dec 2019 to 16 Feb 2026)
    • CF4 Partner (1 Sep 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.