Charles James Coryton Ekins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ekins Guinness LLP

    FRN 750788

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Valu-Trac Investment Management Limited (no longer approved here)

    FRN 145168

    • CF1 Director (24 Sep 2013 to 24 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 6 Jan 2014)
    • CF27 Investment Management (13 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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