Timothy Whitmore Newton Guinness

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GUINNESS ASSET MANAGEMENT LIMITED

    FRN 223077

    • CF1 Director (AR) (since 31 Oct 2023)
    • SMF9 Chair of the Governing Body (since 16 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Apr 2003 to 31 Oct 2007)
    • CF3 Chief Executive (24 Apr 2003 to 4 Dec 2019)
    • CF27 Investment Management (24 Apr 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (24 Apr 2003 to 7 Nov 2019)
    • CF1 Director (24 Apr 2003 to 8 Dec 2019)
  • Guinness Ventures Limited

    FRN 1002971

    • (15)Employed By (since 31 Oct 2023)
  • Guinness Atkinson Asset Management, Inc

    FRN 223051

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 25 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (24 Apr 2003 to 31 Oct 2007)
    • CF3 Chief Executive (24 Apr 2003 to 8 Dec 2019)
    • CF27 Investment Management (24 Apr 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (24 Apr 2003 to 7 Nov 2019)
    • CF1 Director (17 Apr 2003 to 17 Apr 2003)
  • Guinness Capital Management Limited

    FRN 514988

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2010 to 7 Nov 2019)
  • Ekins Guinness LLP

    FRN 750788

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (20 Jun 2017 to 8 Dec 2019)
    • CF4 Partner (20 Jun 2017 to 8 Dec 2019)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • CF4 Partner (17 Apr 2007 to 11 Jan 2016)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • CF21 Investment Adviser (10 Apr 2003 to 2 Jun 2003)
    • CF2 Non Executive Director (1 Dec 2001 to 1 Apr 2003)
    • CF27 Investment Management (1 Dec 2001 to 10 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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