Jasper Brian Dacre Falk

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 15 Sep 2025)
Ekins Guinness LLP
FRN 750788
- SMF27 Partner (since 23 Dec 2019)
- CF30 Customer (8 Dec 2017 to 8 Dec 2019)
Forte Securities Limited (no longer approved here)
FRN 478424
- [FCA CF] Client dealing (1 Dec 2023 to 30 Jun 2025)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 30 Jun 2015)
- CF21 Investment Adviser (31 Aug 2005 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 28 Apr 2003)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 30 Jun 2015)
- CF21 Investment Adviser (31 Aug 2005 to 31 Oct 2007)
- CF26 Customer Trading (13 May 2004 to 31 Aug 2005)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF26 Customer Trading (1 Dec 2001 to 28 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.