Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Teichholtz

    IRN CXT00540

    • [FCA CF] Material risk taker (4 Jul 2025 to 5 Nov 2025)
    • [FCA CF] Significant management (4 Jul 2025 to 5 Nov 2025)
  • Damien Patrick Bombelli

    IRN DPB01106

    • [FCA CF] Client dealing (5 Dec 2022 to 6 Feb 2023)
  • Daniel Lewis Leadbetter

    IRN DLL01015

    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Daniel Tony Bitel

    IRN DTB01056

    • [FCA CF] Material risk taker (2 May 2023 to 7 Sep 2025)
    • [FCA CF] Client dealing (19 Oct 2022 to 7 Sep 2025)
  • Daniel Warren Tapson

    IRN DXT00004

    • [FCA CF] Client dealing (22 Sep 2020 to 11 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2023)
  • David Charles Peter Ellis

    IRN DCE01030

    • [FCA CF] Client dealing (25 Jun 2020 to 7 Sep 2020)
  • David Cross

    IRN DPC01049

    • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
  • David Eliezer Herzberg

    IRN DXH01316

    • SMF3 Executive Director (29 Nov 2021 to 14 Feb 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • David Fine

    IRN DXF00166

    • [FCA CF] Material risk taker (2 May 2023 to 10 Oct 2023)
    • [FCA CF] Client dealing (2 Aug 2021 to 10 Oct 2023)
  • David John-Paul Cameron Ward

    IRN DJW01348

    • [FCA CF] Material risk taker (2 May 2023 to 20 Mar 2024)
    • [FCA CF] Client dealing (17 Aug 2022 to 20 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.