Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Trudeau

    IRN DXT01161

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 17 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
  • Devvrat Tripathi

    IRN DXT00303

    • [FCA CF] Material risk taker (2 May 2023 to 13 Jun 2024)
    • [FCA CF] Client dealing (14 Apr 2023 to 13 Jun 2024)
  • Didier Breant

    IRN DXB00395

    • SMF3 Executive Director (15 Nov 2021 to 18 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Sep 2023)
  • Dimitry Simon Levin

    IRN DXL07239

    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
  • Dominic Steel

    IRN DJS01270

    • CF30 Customer (1 Mar 2016 to 5 Apr 2019)
  • Edward Kirill Eisler

    IRN EKE01001

    • SMF9 Chair of the Governing Body (since 17 May 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 18 May 2021)
    • CF3 Chief Executive (1 Mar 2016 to 8 Dec 2019)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2016 to 1 Mar 2016)
  • El Mehdi Benhmade

    IRN EXB28478

    • [FCA CF] Material risk taker (3 Mar 2025 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 23 Feb 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 23 Feb 2022)
    • [FCA CF] Client dealing (3 Feb 2020 to 23 Feb 2022)
  • Eleanor Jessica Franchitti

    IRN EJR01040

    • CF30 Customer (22 Nov 2016 to 30 Oct 2019)
  • Elizabeth Taylor

    IRN EXT00089

    • [FCA CF] Client dealing (23 Aug 2021 to 10 Nov 2021)
  • Elyes Bouachba

    IRN EXB38701

    • [FCA CF] Client dealing (7 Apr 2022 to 11 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.