Date authorised
1 March 2016
Companies House
09601428
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181
  • Complaints Contact

    33 Broadwick Street
    London
    W1F 0DQ
    UNITED KINGDOM
    Phone
    +442081578181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emmanuel Chakkas

    IRN EXC28996

    • [FCA CF] Client dealing (10 Feb 2020 to 18 Jun 2024)
  • Eric Lonergan

    IRN EXL01045

    • [FCA CF] Material risk taker (2 May 2023 to 30 Sep 2024)
    • [FCA CF] Client dealing (13 Feb 2023 to 30 Sep 2024)
  • Feiyi Liu

    IRN FXL62636

    • [FCA CF] Client dealing (16 May 2024 to 31 Dec 2025)
  • Filippo Sebastiano Fiori

    IRN FSF01000

    • CF30 Customer (7 Jun 2017 to 25 Feb 2019)
  • Francesco Ugo Maria Garzarelli

    IRN FUG01001

    • [FCA CF] Material risk taker (2 May 2023 to 14 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2024)
    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • Franck Gilles Lauri

    IRN FXL01086

    • [FCA CF] Client dealing (2 Oct 2020 to 26 Mar 2023)
  • Gael Fabrice J - Baptiste Kessler

    IRN GKK01009

    • [FCA CF] Client dealing (30 Mar 2023 to 2 Oct 2024)
  • Graeme Alan Troy

    IRN GAT01048

    • [FCA CF] Material risk taker (2 May 2023 to 19 Nov 2025)
    • [FCA CF] Client dealing (28 Apr 2022 to 19 Nov 2025)
  • Graham David Frier

    IRN GDF01023

    • [FCA CF] Material risk taker (2 May 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (11 May 2021 to 31 Mar 2025)
  • Graham Douglas Wood

    IRN GDW01052

    • [FCA CF] Client dealing (1 May 2021 to 31 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.