David Cross

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (29 Sep 2022 to 18 Apr 2023)
  • Ragnar Capital Partners LLP (no longer approved here)

    FRN 593052

    • [FCA CF] Client dealing (11 Sep 2020 to 31 Aug 2021)
  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • CF30 Customer (7 Oct 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (12 Feb 2018 to 27 Sep 2019)
    • [FCA CF] Client dealing (27 Jul 2016 to 3 Sep 2019)
    • [FCA CF] Manager of certification employee (27 Jul 2016 to 3 Sep 2019)
  • CELF Advisors LLP (no longer approved here)

    FRN 531016

    • CF4 Partner (23 Dec 2013 to 3 May 2015)
    • CF30 Customer (9 May 2013 to 2 Feb 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 1 May 2013)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 1 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.