Date authorised
1 April 2013
Companies House
OC368809
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4402072361177
  • Complaints Contact

    85 Great Portland Street
    London
    W1W 7LT
    UNITED KINGDOM
    Phone
    +4402072361177

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Share, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW GRAEME CRAIG

    IRN AXC07440

    • CF1 Director (AR) (9 Jul 2020 to 26 Jan 2024)
    • CF30 Customer (9 Jul 2020 to 26 Jan 2024)
  • Alastair Raoul Clayton

    IRN AXC00776

    • CF30 Customer (1 Jun 2022 to 25 Apr 2025)
  • Anthony Eastman

    IRN AXE13108

    • CF4 Partner (AR) (since 2 Apr 2019)
    • CF30 Customer (since 2 Apr 2019)
  • Anthony John Randle

    IRN AXR08584

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Dec 2018 to 8 Dec 2019)
  • Charlie Ainslie Wood

    IRN CXW13110

    • CF30 Customer (since 25 Apr 2019)
    • CF4 Partner (AR) (since 25 Apr 2019)
  • Daniel John Shilton Maling

    IRN DXS13120

    • CF4 Partner (AR) (1 Apr 2019 to 20 Dec 2023)
    • CF30 Customer (28 Mar 2019 to 25 Apr 2025)
    • CF2 Non Executive Director (AR) (28 Mar 2019 to 1 Apr 2019)
  • David Cross

    IRN DPC01049

    • [FCA CF] Client dealing (11 Sep 2020 to 31 Aug 2021)
  • David Marshall Buckle

    IRN DMB01244

    • CF1 Director (AR) (since 10 Jul 2020)
    • CF3 Chief Executive (AR) (since 10 Jul 2020)
    • CF30 Customer (since 10 Jul 2020)
  • Edward John Montgomery

    IRN EJM01067

    • CF30 Customer (since 30 Sep 2025)
  • Erik Donald Patrick Woolgar

    IRN EDW01020

    • CF30 Customer (18 Feb 2013 to 27 Mar 2015)
    • CF4 Partner (18 Feb 2013 to 27 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.