Eisler Capital (UK) Ltd

• Principal Place of Business

  33 Broadwick Street

  London

  W1F 0DQ

  UNITED KINGDOM

  Phone

  +442081578181

  Web

  https://www.eislercapital.com

• Complaints Contact

  33 Broadwick Street

  London

  W1F 0DQ

  UNITED KINGDOM

  Phone

  +442081578181

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• CONSTANTIN MILEA

  IRN CXM10909

  • [FCA CF] Client dealing (22 Sep 2020 to 9 Dec 2022)
• Carey Patrick Nemeth

  IRN CPN01028

  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (23 Nov 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Mar 2016 to 8 Dec 2019)
• Carl Maine

  IRN CDM01054

  • [FCA CF] Material risk taker (31 Mar 2021 to 4 Oct 2021)
  • [FCA CF] Client dealing (18 Sep 2020 to 4 Oct 2021)
• Carlo Maria Ramirez

  IRN CMR01122

  • [FCA CF] Client dealing (8 Dec 2021 to 7 Jun 2023)
• Charles Caseley

  IRN CXC00508

  • [FCA CF] Client dealing (30 Mar 2022 to 28 Jul 2023)
• Chirag Dave

  IRN CAD01133

  • [FCA CF] Material risk taker (2 May 2023 to 16 Nov 2023)
  • [FCA CF] Client dealing (20 Dec 2021 to 16 Nov 2023)
• Christophe Yves Michel Akel

  IRN CYA01003

  • [FCA CF] Material risk taker (31 Mar 2021 to 17 Mar 2024)
  • [FCA CF] Client dealing (9 Sep 2020 to 17 Mar 2024)
• Christopher Hart

  IRN CXH01748

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2021)
  • CF30 Customer (1 May 2019 to 8 Dec 2019)
• Christopher Milner

  IRN CXM01302

  • SMF3 Executive Director (since 18 May 2021)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 31 Mar 2021)
• Ciriaco Carrozzino

  IRN CXC01798

  • [FCA CF] Client dealing (4 Apr 2023 to 15 Mar 2024)

• Seaglass Asset Management Ltd (no longer appointed)

  FRN 957539 · Appointed 26 Aug 2021 · Until 31 Aug 2022

• Syzygy Investment Advisory Limited (no longer appointed)

  FRN 914898 · Appointed 11 Oct 2019 · Until 11 Jan 2021 · Tied agent

No changes recorded yet.