Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sona Asset Management (UK) LLP
FRN 814191
- [FCA CF] Client dealing (since 15 Dec 2023)
- [FCA CF] Material risk taker (since 15 Dec 2023)
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- [FCA CF] Client dealing (12 Jan 2022 to 2 Aug 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Oct 2021)
- CF30 Customer (1 May 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (13 Jun 2017 to 28 Mar 2019)
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- CF30 Customer (15 Apr 2011 to 13 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.