Carl Maine

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (5 Feb 2024 to 19 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2024 to 19 May 2025)
    • [FCA CF] Client dealing (18 Aug 2023 to 19 May 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2024 to 19 May 2025)
    • [FCA CF] Material risk taker (5 Feb 2024 to 19 May 2025)
    • [FCA CF] Client dealing (18 Aug 2023 to 19 May 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2024 to 19 May 2025)
    • [FCA CF] Material risk taker (5 Feb 2024 to 19 May 2025)
    • [FCA CF] Client dealing (18 Aug 2023 to 19 May 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (26 Sep 2022 to 1 Aug 2023)
    • [FCA CF] Client dealing (26 Sep 2022 to 1 Aug 2023)
    • [FCA CF] Material risk taker (26 Sep 2022 to 1 Aug 2023)
  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Material risk taker (31 Mar 2021 to 4 Oct 2021)
    • [FCA CF] Client dealing (18 Sep 2020 to 4 Oct 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 31 Jan 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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