Egerton Capital (UK) LLP

• Principal Place of Business

  Stratton House, 5 Stratton Street

  London

  W1J 8LA

  UNITED KINGDOM

  Phone

  +442074109090

  Web

  https://www.egertoncapital.com

• Complaints Contact

  Stratton House, 5 Stratton Street

  London

  W1J 8LA

  UNITED KINGDOM

  Phone

  +442074109090

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities and in carrying on these activities to the customer tpes "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment types "share", "debenture", "government and securities", "warrant", "certificate representing certain security", "unit" and "right to or interest investments - security", (when the latter is associated with these specifies investments).
  • · Limited to investment management activities and in carrying on thses activites to the customer types "professional client" and eligible counterparty”.e
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to ionvestment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty"
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and eligible counterparty”.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Jackson

  IRN JXJ01114

  • [FCA CF] Client dealing (since 30 Mar 2022)
• Jonathan Andrew Rodgers

  IRN JAR01106

  • CF30 Customer (17 Jul 2013 to 31 Mar 2014)
  • CF4 Partner (17 Jul 2013 to 31 Mar 2014)
• Jurgen Anton Huck

  IRN JAH01285

  • CF4 Partner (17 Jul 2013 to 1 Aug 2015)
  • CF30 Customer (17 Jul 2013 to 1 Aug 2015)
• Leila Govi

  IRN LSG01011

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
  • CF4 Partner (17 Jul 2013 to 9 Dec 2019)
• Marcello Sallusti

  IRN MXS01965

  • CF4 Partner (17 Jul 2013 to 29 Feb 2016)
  • CF30 Customer (17 Jul 2013 to 29 Feb 2016)
• Mark Cusack

  IRN MPC01051

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • CF4 Partner (1 Oct 2017 to 9 Dec 2019)
  • CF30 Customer (1 Oct 2017 to 8 Dec 2019)
• Mark Harley Standish

  IRN MHS01077

  • CF30 Customer (17 Jul 2014 to 30 Sep 2014)
  • CF28 Systems and controls (17 Jul 2013 to 30 Sep 2014)
  • CF4 Partner (17 Jul 2013 to 30 Sep 2014)
• Mark Norman

  IRN MDN01015

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (3 Apr 2014 to 9 Dec 2019)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
• Matthew Best

  IRN MAB01510

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2025)
  • CF28 Systems and controls (17 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (17 Jul 2014 to 22 Apr 2016)
  • CF4 Partner (8 Apr 2014 to 9 Dec 2019)
• Michael Blank

  IRN MXB01619

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
  • CF4 Partner (17 Jul 2013 to 9 Dec 2019)

No changes recorded yet.