Egerton Capital (UK) LLP

• Principal Place of Business

  Stratton House, 5 Stratton Street

  London

  W1J 8LA

  UNITED KINGDOM

  Phone

  +442074109090

  Web

  https://www.egertoncapital.com

• Complaints Contact

  Stratton House, 5 Stratton Street

  London

  W1J 8LA

  UNITED KINGDOM

  Phone

  +442074109090

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities and in carrying on these activities to the customer tpes "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment types "share", "debenture", "government and securities", "warrant", "certificate representing certain security", "unit" and "right to or interest investments - security", (when the latter is associated with these specifies investments).
  • · Limited to investment management activities and in carrying on thses activites to the customer types "professional client" and eligible counterparty”.e
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to ionvestment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty"
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and eligible counterparty”.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Ballard

  IRN NXB00601

  • [FCA CF] Significant management (since 1 Jul 2025)
• Nicholas Huw James Jones

  IRN NHJ01008

  • CF4 Partner (17 Jul 2013 to 31 Mar 2018)
  • CF30 Customer (17 Jul 2013 to 1 Aug 2017)
• Paul Daniel Scerri

  IRN PDS01154

  • CF30 Customer (17 Jul 2013 to 13 Oct 2015)
• Paul Tucker

  IRN PXT01142

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
  • CF4 Partner (17 Jul 2013 to 9 Dec 2019)
• Paul William Murphy

  IRN PWM01048

  • CF30 Customer (17 Jul 2013 to 24 Oct 2013)
  • CF4 Partner (17 Jul 2013 to 24 Oct 2013)
• Pauline Judith Casimir-Mrowczynska

  IRN PJC01224

  • CF10 Compliance Oversight (17 Jul 2013 to 7 Dec 2013)
  • CF11 Money Laundering Reporting (17 Jul 2013 to 7 Dec 2013)
• Philip Charles Domnin Niel

  IRN PCN01021

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF4 Partner (11 Mar 2015 to 9 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Dec 2013 to 8 Dec 2019)
• Raphael Kanza

  IRN RXK01071

  • [FCA CF] Client dealing (since 13 Jul 2021)
  • SMF9 Chair of the Governing Body (since 23 Jan 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF27 Partner (23 Jan 2020 to 23 Jan 2020)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
  • CF4 Partner (17 Jul 2013 to 8 Dec 2019)
• Rupinder Singh Vig

  IRN RSV01002

  • CF4 Partner (1 May 2014 to 1 Oct 2015)
• Simon Cook

  IRN SHC01032

  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF28 Systems and controls (17 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (7 Aug 2014 to 22 Apr 2016)
  • CF4 Partner (17 Jul 2013 to 9 Dec 2019)

No changes recorded yet.