Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 13 Jul 2021)
    • SMF9 Chair of the Governing Body (since 23 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF27 Partner (23 Jan 2020 to 23 Jan 2020)
    • CF4 Partner (17 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (17 Jul 2013 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (13 Jan 2003 to 31 Jan 2005)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (13 Jan 2003 to 31 Jan 2005)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF27 Investment Management (29 Jul 2002 to 31 Jan 2005)
    • CF1 Director (29 Jul 2002 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.