Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (3 Apr 2014 to 9 Dec 2019)
- CF30 Customer (17 Jul 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Oct 2010)
- CF27 Investment Management (13 Sep 2007 to 31 Oct 2007)
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- (174)CF30 Customer (1 Nov 2007 to 1 Jan 2010)
- (175)CF27 Investment Management (1 Dec 2001 to 15 Feb 2005)
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- CF26 Customer Trading (26 Apr 2007 to 31 Jul 2007)
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- CF26 Customer Trading (28 Jun 2005 to 31 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (174)CF30 Customer at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (175)CF27 Investment Management at Nippon Life Schroders Asset Management Europe Limited