Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Egerton Capital (UK) LLP (no longer approved here)

    FRN 599280

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Oct 2017 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2017 to 9 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF29 Significant management (14 Dec 2009 to 28 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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