EdenTree Asset Management Limited

• Principal Place of Business

  24 Monument Street

  -

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

  Web

  https://www.edentreeim.com

• Complaints Contact

  Edentree

  24 Monument Street

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Titchener

  IRN AJT01147

  • CF10 Compliance Oversight (22 Aug 2019 to 1 Dec 2019)
• Andrew Simon Clark

  IRN ASC00018

  • SMF1 Chief Executive (since 8 Jan 2021)
  • SMF3 Executive Director (since 8 Jan 2021)
• Angus William Schumacher

  IRN AWS01089

  • [FCA CF] Significant management (since 9 Dec 2019)
• Charles Llewellyn Wynne Thomas

  IRN CLT01023

  • [FCA CF] Material risk taker (since 25 May 2023)
  • [FCA CF] Manager of certification employee (since 25 May 2023)
  • [FCA CF] Client dealing (since 25 May 2023)
  • [PRA CF] Managing a material risk taker (since 25 May 2023)
  • SMF3 Executive Director (since 25 Jul 2021)
• Chichung Man

  IRN CXM00892

  • [FCA CF] Client dealing (since 1 Jun 2023)
• Christopher Hiorns

  IRN CXH01668

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 24 May 2023)
  • [FCA CF] Material risk taker (since 1 Apr 2022)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Daniel Barber

  IRN DXB00375

  • [FCA CF] Significant management (since 9 Dec 2019)
• David Gareth Osfield

  IRN DGO01017

  • [FCA CF] Client dealing (since 24 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 May 2023)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• David Ivan Kasirye Katimbo Mugwanya

  IRN DIK00009

  • [FCA CF] Client dealing (since 24 May 2023)
  • [FCA CF] Manager of certification employee (since 24 May 2023)
  • [FCA CF] Material risk taker (since 1 Dec 2020)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Denise Cockrem

  IRN DPC01076

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
  • CF1 Director (22 Aug 2019 to 8 Dec 2019)

No changes recorded yet.