EdenTree Asset Management Limited

• Principal Place of Business

  24 Monument Street

  -

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

  Web

  https://www.edentreeim.com

• Complaints Contact

  Edentree

  24 Monument Street

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Francis William Miles Burkitt

  IRN FWB01009

  • Director of firm who is not a certification employee or a SMF manager (since 3 Feb 2023)
• Gregory Richard Herbert

  IRN GRH01120

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 6 Oct 2022)
• Ilana-Marie Scott

  IRN IXS00220

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Feb 2023 to 3 Jun 2025)
• Jennifer Anne Nolan

  IRN JAK01038

  • SMF16 Compliance Oversight (10 Mar 2020 to 29 Sep 2023)
• Jo Brown

  IRN JXB00564

  • [FCA CF] Significant management (13 Jan 2020 to 31 Dec 2025)
  • [FCA CF] CASS oversight function (13 Jan 2020 to 31 Dec 2025)
• Julie Burtenshaw

  IRN JXB00559

  • [FCA CF] Significant management (1 Dec 2020 to 31 May 2022)
• Ketan Patel

  IRN KXP01814

  • [FCA CF] Client dealing (24 May 2023 to 24 Apr 2024)
  • [FCA CF] Material risk taker (1 Apr 2022 to 24 May 2023)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Lauren Stacey Smith

  IRN LSS01047

  • [FCA CF] Client dealing (since 1 Jul 2024)
• Lorraine Claire Tanner

  IRN LXT00081

  • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jul 2021 to 11 Nov 2022)
• Lydia Norman

  IRN LXN00154

  • [FCA CF] Client dealing (since 9 Jan 2025)

No changes recorded yet.