EdenTree Asset Management Limited

• Principal Place of Business

  24 Monument Street

  -

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

  Web

  https://www.edentreeim.com

• Complaints Contact

  Edentree

  24 Monument Street

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Christopher John Hews

  IRN MCH01090

  • SMF9 Chair of the Governing Body (since 3 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Aug 2019 to 8 Dec 2019)
• Michael Moir

  IRN MXM04608

  • [FCA CF] Client dealing (since 24 Jun 2025)
• Michael Stephen Sheehan

  IRN MSS01203

  • [FCA CF] Client dealing (since 24 May 2023)
  • [FCA CF] Material risk taker (15 Nov 2021 to 24 May 2023)
• Neville White

  IRN NXW00102

  • [FCA CF] Significant management (1 Dec 2020 to 31 Dec 2021)
• Philip Andrew Harris

  IRN PAH01174

  • [FCA CF] Client dealing (24 May 2023 to 31 Dec 2024)
  • [FCA CF] Material risk taker (1 Apr 2022 to 24 May 2023)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Philip Baker

  IRN PXB00274

  • [FCA CF] Significant management (since 9 Dec 2019)
• Richard Stormont Hughes

  IRN RSH01042

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Feb 2023)
  • CF2 Non Executive Director (22 Aug 2019 to 8 Dec 2019)
• Rita Bajaj

  IRN RXW01195

  • Director of firm who is not a certification employee or a SMF manager (since 3 Feb 2023)
• Robin William Hepworth

  IRN RWH01105

  • [FCA CF] Material risk taker (1 Apr 2022 to 7 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2020)
  • CF1 Director (22 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Sharif Mohamed Kamal Hussain

  IRN SMH01314

  • CF10a CASS Oversight function (22 Aug 2019 to 6 Sep 2019)

No changes recorded yet.