EdenTree Asset Management Limited

• Principal Place of Business

  24 Monument Street

  -

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

  Web

  https://www.edentreeim.com

• Complaints Contact

  Edentree

  24 Monument Street

  London

  EC3R 8AJ

  UNITED KINGDOM

  Phone

  +442076805886

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Leslie Arundel

  IRN SLA01056

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2021)
  • CF11 Money Laundering Reporting (22 Aug 2019 to 8 Dec 2019)
• Susan Janet Round

  IRN SJR01195

  • [FCA CF] Significant management (1 Nov 2020 to 18 Mar 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2021)
  • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2022)
  • CF3 Chief Executive (22 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
  • CF1 Director (22 Aug 2019 to 8 Dec 2019)
• Terry Dean Lingley

  IRN TXL00243

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jun 2025)
  • SMF16 Compliance Oversight (since 2 Nov 2023)
• Thomas Fitzgerald

  IRN TXF01315

  • [FCA CF] Client dealing (since 24 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 May 2023)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
• Tommy Berg Kristoffersen

  IRN TBK01013

  • [FCA CF] Client dealing (since 24 May 2023)
  • [FCA CF] Material risk taker (15 Nov 2021 to 24 May 2023)

No changes recorded yet.