Susan Janet Round

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EdenTree Investment Management Limited (no longer approved here)

    FRN 527473

    • SMF9 Chair of the Governing Body (6 Mar 2023 to 28 Feb 2026)
    • Director of firm who is not a certification employee or a SMF manager (6 Jun 2022 to 28 Feb 2026)
    • [FCA CF] Significant management (1 Nov 2020 to 18 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2022)
    • CF3 Chief Executive (18 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (27 Mar 2013 to 8 Dec 2019)
    • CF1 Director (5 Oct 2012 to 8 Dec 2019)
  • EdenTree Asset Management Limited (no longer approved here)

    FRN 843256

    • [FCA CF] Significant management (1 Nov 2020 to 18 Mar 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2022)
    • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
    • CF1 Director (22 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (22 Aug 2019 to 8 Dec 2019)
  • ECCLESIASTICAL INSURANCE OFFICE PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 113848

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 22 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.