Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 3 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Aug 2019 to 8 Dec 2019)
    • SMF1 Chief Executive (since 10 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (1 May 2013 to 6 Mar 2016)
    • CF1 Director (7 Jul 2009 to 1 May 2013)
    • CF29 Significant management (1 Apr 2009 to 15 Apr 2016)
    • CF28 Systems and controls (1 Apr 2009 to 6 Mar 2016)
  • EdenTree Investment Management Limited (no longer approved here)

    FRN 527473

    • SMF9 Chair of the Governing Body (3 Feb 2020 to 6 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Mar 2023)
    • CF1 Director (25 Nov 2013 to 8 Dec 2019)
    • CF29 Significant management (1 Dec 2010 to 15 Apr 2016)
    • CF28 Systems and controls (1 Dec 2010 to 25 Nov 2013)
    • CF30 Customer (1 Dec 2010 to 27 Mar 2013)
    • CF2 Non Executive Director (1 Dec 2010 to 25 Nov 2013)
  • Ecclesiastical Financial Advisory Services Limited (no longer approved here)

    FRN 126123

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 21 Apr 2020)
    • CF2 Non Executive Director (7 Jul 2009 to 8 Dec 2019)
  • LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED (no longer approved here)

    FRN 310623

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 10 Jun 2020)
    • CF2 Non Executive Director (6 Oct 2016 to 8 Dec 2019)
  • SEIB INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 479477

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 18 Jan 2023)
    • CF2 Non Executive Director (9 Sep 2013 to 8 Dec 2019)
    • CF29 Significant management (1 Apr 2009 to 17 May 2016)
    • CF28 Systems and controls (1 Apr 2009 to 17 May 2016)
  • Ecclesiastical Life Limited (no longer approved here)

    FRN 110318

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 3 Aug 2020)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (7 Jul 2009 to 6 Mar 2016)
    • CF29 Significant management (1 Apr 2009 to 15 Apr 2016)
    • CF28 Systems and controls (1 Apr 2009 to 6 Mar 2016)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF1 Director (11 Jul 2007 to 6 Feb 2009)
  • Aviva Health UK Limited (no longer approved here)

    FRN 308139

    • CF15 Internal Audit (14 Jan 2005 to 5 May 2005)
    • CF14 Risk Assessment (14 Jan 2005 to 5 May 2005)
    • CF13 Finance (14 Jan 2005 to 5 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.