Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EdenTree Asset Management Limited
FRN 843256
- Director of firm who is not a certification employee or a SMF manager (since 3 Feb 2023)
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N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Client dealing (since 31 Dec 2020)
- [FCA CF] Manager of certification employee (31 Dec 2020 to 23 May 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (24 Sep 2007 to 31 Oct 2007)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Feb 2023)
- CF2 Non Executive Director (9 May 2019 to 8 Dec 2019)
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- CF2 Non Executive Director (1 Apr 2014 to 6 Mar 2016)
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- CF23 Corporate Finance Adviser (1 Mar 2005 to 10 Jul 2007)
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- CF23 Corporate Finance Adviser (1 Mar 2005 to 10 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.