Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (22 Aug 2019 to 1 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
- SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
- CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
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- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
- SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
- CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
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- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
- SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
- CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
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- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
- SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
- CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
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- CF1 Director (1 Sep 2018 to 1 Dec 2019)
- CF10 Compliance Oversight (14 Oct 2016 to 1 Dec 2019)
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- CF10 Compliance Oversight (14 Oct 2016 to 1 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.