Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EdenTree Asset Management Limited (no longer approved here)

    FRN 843256

    • CF10 Compliance Oversight (22 Aug 2019 to 1 Dec 2019)
  • Ecclesiastical Life Limited (no longer approved here)

    FRN 110318

    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
  • METHODIST INSURANCE PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 136423

    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
  • BAPTIST INSURANCE COMPANY PLC THE (no longer approved here)

    FRN 202032

    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2019 to 1 Dec 2019)
    • SMF16 Compliance Oversight (10 Dec 2018 to 1 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2016 to 9 Dec 2018)
  • Ecclesiastical Financial Advisory Services Limited (no longer approved here)

    FRN 126123

    • CF1 Director (1 Sep 2018 to 1 Dec 2019)
    • CF10 Compliance Oversight (14 Oct 2016 to 1 Dec 2019)
  • EdenTree Investment Management Limited (no longer approved here)

    FRN 527473

    • CF10 Compliance Oversight (14 Oct 2016 to 1 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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