Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EdenTree Asset Management Limited
FRN 843256
- [FCA CF] Client dealing (since 25 May 2023)
- [PRA CF] Managing a material risk taker (since 25 May 2023)
- [FCA CF] Material risk taker (since 25 May 2023)
- [FCA CF] Manager of certification employee (since 25 May 2023)
- SMF3 Executive Director (since 25 Jul 2021)
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- SMF3 Executive Director (25 Jul 2021 to 3 Feb 2023)
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- [PRA CF] Significant risk taker or Material risk taker (28 Jun 2021 to 25 Oct 2024)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (28 Oct 2005 to 18 Aug 2006)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.