Date authorised
1 April 2013
Companies House
OC309830
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600
  • Complaints Contact

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hannah Brown

    IRN HXB01471

    • CF30 Customer (since 1 Mar 2024)
    • CF1 Director (AR) (since 1 Mar 2024)
  • Harel Jechiel van Dijk

    IRN HJV01024

    • CF30 Customer (2 Apr 2018 to 8 Dec 2019)
  • Huan Xue Ke

    IRN HXK01205

    • CF4 Partner (17 Apr 2009 to 1 Mar 2011)
  • Iona Janet Von Doetinchem De Rande

    IRN IXV00034

    • CF1 Director (AR) (since 12 Nov 2023)
  • James Lobban

    IRN JXL01647

    • CF30 Customer (since 19 May 2024)
    • CF1 Director (AR) (since 19 May 2024)
  • James Nicholas Beaumont

    IRN JNB01053

    • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
    • CF4 Partner (29 Mar 2006 to 27 Oct 2008)
    • CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)
  • James Spencer Matthews

    IRN JSM01120

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (15 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Aug 2005 to 3 Apr 2006)
    • CF4 Partner (15 Aug 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Aug 2005 to 3 Apr 2006)
  • Jamie Christopher Constable

    IRN JCC00050

    • CF30 Customer (since 11 Mar 2025)
    • CF4 Partner (AR) (since 11 Mar 2025)
  • Jeremy Joseph De Melo

    IRN JJD01094

    • CF10 Compliance Oversight (6 Aug 2013 to 28 May 2015)
    • CF4 Partner (20 Jan 2012 to 28 May 2015)
  • Jess Sture Schou Larsen

    IRN JSL01081

    • CF1 Director (AR) (since 2 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.