Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Aug 2021 to 24 Sep 2024)
- [FCA CF] Significant management (16 Jul 2021 to 9 Aug 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2021)
- CF30 Customer (19 Oct 2012 to 8 Dec 2019)
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- CF30 Customer (30 Jun 2009 to 25 Nov 2009)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2008)
- CF4 Partner (29 Mar 2006 to 27 Oct 2008)
- CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.