Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis Investment Managers UK Limited (no longer approved here)

    FRN 190258

    • SMF3 Executive Director (9 Aug 2021 to 24 Sep 2024)
    • [FCA CF] Significant management (16 Jul 2021 to 9 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2021)
    • CF30 Customer (19 Oct 2012 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF30 Customer (30 Jun 2009 to 25 Nov 2009)
  • Eden Rock Capital Management LLP (no longer approved here)

    FRN 432999

    • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
    • CF4 Partner (29 Mar 2006 to 27 Oct 2008)
    • CF21 Investment Adviser (31 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.